Strauss has gone to very particular pains to say that Locke was really a genuine Hobbist in his social theory, a claim Strauss pretends to demonstrate by minute attention to and quotation from the Locke corpus. It is not so much the obvious incorrectness of Strauss's reading which calls for comment as it is the techniques employed in support of his reading. Strauss has an ulterior reason for dealing with Locke as he does: he claims that Locke's real doctrine has been purposely hidden under the show of respectability.5 It is not surprising that the Strauss esotericism turns out to be insupportable when applied to Locke, but it is startling to discover the flimsiness of the pretended support and the unscholarly nature of Strauss's analysis. Strauss's general esotericist thesis suffers a severe blow when we consult the techniques he employs.
5. I do not want to question Strauss's general theory about techniques of saying one thing and meaning another, the theory of esotericism. His views on this subject are best expressed in Persecution and the Art of Writing (Glencoe, Ill., 1952). (For a judicious discussion and rejection of this claim as applied against ancient writers, see George Boas, "Ancient Testimony to Secret Doctrines," The Philosophical Review, LXII [I953], 79-92.) What I challenge and charge with irresponsibility is Strauss's application of this esotericist thesis to Locke. The lengths to which Strauss will go in making Locke say what Strauss wants him to say are clearly evident on pp. 207-209 of Natural Right and History. Locke is there made to hold a "view of caution" which accepts the generalization: "cautious speech is legitimate if unqualified frankness would hinder a noble work one is trying to achieve or expose one to persecution or endanger the public peace." Strauss refers to those passages in Locke's Reasonableness of Christianity which discuss Jesus's activities and the way he kept his identity as the Messiah implicit. Locke's point is that Christ did not come right out and say "I am the Messiah" simply because he knew he had to fulfill his mission of preaching the gospel. Locke in no way generalizes from this very special situation to a theory of the art of writing under persecution.--, John W. Yolton (1958) "Locke on the Law of Nature." The Philosophical Review 67.4: 478.
This post originates in my interest in finding critical engagements with Leo Strauss within analytic philosophy in Strauss' lifetime during the post-WWII era (triggered by (recall here; here; here; especially this one; here; here; here; and here, which was pt 1 on Yolton vs Strauss) an invite by Sander Verhaegh). In the last post I discussed Yolton's (1955) "Criticism and Histrionic Understanding" Ethics (65):3, which is a respectful criticism of Strauss' Natural Right and History (NRH). The underlying point is that in his arguments against relativism Strauss has ignored a plausible alternative position. Yolton's argument can fruitfully be read as an immanent criticism (also because of the kind of authors/authorities he appeals to). As I noted, Yolton's argument itself suffers from some weakness, and somewhat surprisingly does not engage with Strauss views on Locke in NRH which diverge greatly from those that Yolton defends in his important monograph, (1956) John Locke and the Way of Ideas (OUP).
In fact, while I have encountered lots of criticism of Strauss, on the whole the criticism is professional in character. Even when there is deep disagreement, there is also a mark of respect. For example in criticizing Strauss' Hobbes' book, J.W. N. Watkins, who later became quite an influential Popperian at LSE, writes (1955), "Professor Leo Strauss's brilliant, influential and, I believe, misguided work." The main exception is Vlastos' (1951) review of Strauss' (1948) treatment of Xenophon's Hiero, but while the review is polemical the tone is more one of disappointment than the disparagement of Strauss he engaged in later in life (see here).
Yolton's (1958) "Locke on the Law of Nature" in The Philosophical Review 67(4), changes all that. In it, Yolton explains that one of the main reasons "a reappraisal of Locke on the law of nature is" needed is in virtue of "the violently distorted interpretation recently advanced by Leo Strauss." (p. 478; he then cites NRH.) Yolton anticipates, say, the polemics of Ryle's (Yolton's supervisor) review of Bloom's Plato translation (NYRB, 1969 [HT Wiep van Bunge]) and (his student) Shadia Drury (here).
It's very hard to find neutral ground on the issue of Strauss' esotericism. But I warmly recommend Adrian Blau's (2012)"Anti-Strauss." The Journal of Politics 74.1: 142-155, which accepts that for some historical authors esotericism is likely, that most criticisms of Strauss have been lazy/hasty, and who is simultaneously rather critical (even satirical) of Strauss' particular techniques. (This sums up my own position.) Somewhat sadly, in his paper, Blau does not discuss Yolton's paper or Strauss' reading of Locke in NRH. What follows is a mitigated defense of Strauss against some of Yolton's criticism.
Even Yolton, who claims to restrict himself to Strauss' esoteric reading of Locke ("I do not want to question Strauss's general theory about techniques of saying one thing and meaning another, the theory of esotericism"), immediately adds a reference to George Boas, who is presented as undermining esoteric readings of the ancients. So, while Yolton's official argument is restricted to Strauss' interpretation of Locke, it's pretty clear that Yolton is a critic of esoteric readings more widely. In context, I find Yolton's hostility toward esotericism rather odd because McCarthyism had been a real thing Stateside (and elsewhere).
Now, unlike most critics of Strauss' esotericism up to that date (and since), Yolton actually followed Strauss' steps in depth. And it is worth quoting one of Yolton's footnotes to get a sense of what this might involve:
10. I indicate in what follows the more glaring errors made by Strauss and the irresponsible methods he uses to substantiate them. But a word about his method of citation may lend more flavor to the appreciation of what is involved. The pages devoted to Locke in Strauss's book (pp. 202-25i, especially 202- 227) are filled with brief words, phrases, sentences quoted from Locke. After a long series of such quotations, a footnote lists a string of references to the Locke texts. But the order of references in no way corresponds to the order of quotation. In many cases, the references are quite irrelevant to the point Strauss has been arguing. In other cases, parts of sentences have been turned around, a later portion being quoted before the earlier. In all cases, Locke is quoted out of context, the context being ignored or carefully covered up; the references are scattered throughout the Locke corpus. It takes literally hours to trace the references to single words and brief phrases, which usually have a different meaning in their context than they have on Strauss's page. (Yolton 1958: 483, [emphasis added])
At a high level of superficiality/generality, Strauss's esoteric method in NRH is two-fold: first, he interprets texts as if they are written in a code that needs to be broken, and, second, he demands from his readers that his texts are read as if they were scrambled/jumbled ("the order of references in no way corresponds to the order of quotation") and so in kind of code, too. If each code has a different key, then each interpretation will have to be worked out on its own terms; this is one reason why even Strauss' most prominent methods can, as Blau recognizes, be no better than very imperfect heuristics. As Yolton notes this means that one spends hours tracing references in the primary and secondary source(s).
So far so good. But now comes the weird part. Yolton's practice and arguments suggest that he thinks that in order to refute Strauss's irresponsible method "the techniques employed," all Yolton needs to do is show that (i) Strauss is quoting out of context and that (ii) in context Locke is saying something different than what Strauss claims about Locke. If Strauss were not offering an esoteric reading, then (i-ii) would be devastating to Strauss' argument even scholarly standing. (And this is presumably the effect of Yolton's procedure on an impartial bystander.) But they are the wrong sort of argument against any esoteric reading. (I hope Blau would agree.)
Now, Yolton's procedure does make sense if you assume that Locke never practiced esotericism. I have to admit -- and I know I will be ridiculed for this -- that I find this a very strange bedrock assumption, especially (of all books) about the Essay. So, in what follows, I first show why I think this is strange. My argument is my own. I then look at Newton's reception of the Essay to suggest Strauss' response is not a fortiori silly. But, third, I also show that Yolton fails to acknowledge and engage with Strauss' (more or less) explicit argument denying Yolton's bedrock assumption about Locke's esotericism.
On the frontispiece of Locke's Essay, there is a quote from Cicero's de Natura Deorum (on the Nature of the Gods) 1.84: "Quam bellum est velle confiteri potius nescire quod nescias, quam ista effutientem nauseare, atque ipsum sibi displicere." Here's a recent translation (by Walsh): "How splendid it would be, Velleius, if you were to admit ignorance of what you do not know, rather than puking and feeling disgust with yourself for uttering such balderdash." Yolton does not discuss the motto in his book on Locke (or 1958 article).
Now, it's not at all surprising that Locke would use a motto that expresses a skeptical position. The motto also is an injunction to avoid babbling/nonsense [effutientem]. And it foreshadows the Locke we analytic philosophers admire (if only he had been more concise).
Of course, it is a bit peculiar that pious Locke would, of all people, use Cicero's de Natura Deorum (on the Nature of the Gods). It's a book more naturally associated with Hume (whose Dialogues concerning natural religion are clearly inspired by if not modelled on it). The Motto, thus, also invites the reader to reflect on how Locke's Essay relates to theology. How to understand that relationship is, in fact, the core intellectual debate between Yolton and Strauss. (Something I cannot do justice to here.)
As regular readers know (recall), Locke echoes a famous argument from Cicero's De Natura Deorum (without attribution to Cicero or Boyle, who had used the same argument) later in the Essay (at 3.6.9). (For a more scholarly version of this material, see here.) So, the motto is not wholly incidental as a source to the content of the Essay.
So far so good. But in De Natura Deorum, Cicero also has one of his characters say the following:
Undoubtedly closer to the truth is the claim made in the fifth book of his Nature of the Gods by Posidonius, whose friendship we all share: that Epicurus does not believe in any gods, and that the statements which he made affirming the immortal gods were made to avert popular odium. He could not have been such an idiot as to fashion God on the lines of a poor human, even if merely in broad outline and not in substantial appearance, yet endowed with all the human limbs but without the slightest use of them, an emaciated, transparent being conferring no gifts or kindness on anyone, and in short discharging no duties and performing no actions. ‘First, such a nature cannot exist. In his awareness of this, Epicurus in actuality discards the gods, while paying lip-service to them. (1.123; here's the Latin.)
I quote it for two reasons. Somewhat oddly, Boas, who Yolton cites approvingly, skips this whole passage. Second, Cicero's Nature of the Gods was very widely read and debated in the early modern period. (For evidence of that see my paper.) Of course, this debate also involved debates over Cicero's own position relative to the arguments and character's in the dialogue (with free thinkers reading it very skeptically and more orthodox types reading it in support of design arguments). That is to say, to those familiar with Cicero's text, and its reception, the motto invites alertness to the significance of Locke's doctrines to theology, and to the possibility that Locke may be paying lip-service to orthodoxy.
As an aside, throughout his life Strauss repeatedly cites Cicero's Nature of the Gods (although I am unfamiliar whether he ever discussed the passage just quoted or the motto to Locke's Essay.) But in NRH Strauss does not use Cicero to motivate his esoteric reading of Locke. To the best of my knowledge, the only time that Yolton refers to the work is to alert the reader that Locke's critic, Stillingfleet, is drawing on it (in his Origines Sacrae), when describing the Epicurean version of prolepsis or anticipations of nature (usually associated with Stoicism).
Anyway, on my view Yolton is on shaky ground to assume without argument at all that Locke would never engage in esotericism. (It would also be odd an claim because we know that Locke was quite interested in alchemy and he definitely hid that interest.) As I noted above, all Yolton's arguments against Strauss presuppose such a denial.
Having said that, what I have said so far (and below) cannot decide the many first order, interpretive questions between Strauss and Yolton about Locke. However, as Yolton notes (see the quote above), Strauss ends up reading Locke's social theory as a kind of Hobbist/Hobbesian in all kinds of ways. It's quite clear that Yolton thinks this utterly ridiculous. I have to admit that I would never teach or read Locke this way myself. But it is worth nothing that Newton (and now I quote Peter Anstey) "after reading Locke’s Essay he took him for a Hobbist." (See The Correspondence of Isaac Newton, 3: 280). Locke and Newton shared mutual acquaintances, but when Newton first read the Essay they were not very well known to each other.
I mention this not because Newton's reading of Locke would settle the debate between Strauss and Yolton (it doesn't because it is by no means clear in what sense Newton took Locke to be a Hobbist). But to note that if we take Locke's Essay in context, which is what Yolton claims to be doing throughout his work, the esoteric, Hobbist reading cannot be ruled out by assuming it away or by quoting passages that seem to violate it because it is a natural reading for some of Locke's major contemporaries. (See what I did here; I used a contextualist move to block a contextualist dismissiveness of Strauss.)
Now, Newton himself was rather prone to esoteric readings and (as Steve Snobelen has shown in 2001) practiced the esoteric art of writing even in the General Scholium to the Principia. It's no surprise, then, Newton would engage in such a reading of Locke because (through Boyle) he knew that Locke shared in their common fascination with chymistry (whose practitioners used code to record and share findings). This is not the end of the matter: as Anstey notes, after Newton got to know Locke personally he changed his mind over Locke's Hobbism. (So I am not motivating a Hobbist reading of Locke myself!)
I am close to wrapping up. What I find really odd about Yolton's criticism of Strauss is that he does not confront Strauss' explicit argument to motivate an esoteric reading of Locke while devoting lots of effort on refuting footnote minutiae. When Strauss introduces his interpretation of Locke, he points out that Locke has a tendency to refer to Hooker as "the judicious Hooker." To the best of my knowledge Locke does this three times in short order in Second Treatise. And admittedly when you hit the third one, it is a bit jarring. Strauss then goes on to claim "But the moment we take the trouble to confront Locke's teaching as a whole with Hooker's teaching as a whole, we become aware that, in spite of a certain agreement between Locke and Hooker, Locke's conception of natural right is fundamentally different from Hooker's." (NRH 165)* And at first this seems to be Strauss' ridiculous argument to motivate an esoteric reading of Locke.
Strauss then skips forty pages (mostly on Hobbes) to indicate the significance of this: Locke "appealed as frequently as he could to the authority of Hooker—of one of the least revolutionary men who ever lived. He took every advantage of his partial agreement with Hooker. And he avoided the inconveniences which might have been caused by his partial disagreement with Hooker by being practically silent about it." (NRH 207) Again, if this were Strauss' argument for his esoteric reading of Locke, I could completely understand Yolton's dismissiveness.
But Hooker is a feint. The real argument follows immediately, and it involves Socrates' fate and Plato's prudence as seen by Locke. Strauss quotes the following passage from Locke's Reasonableness of Christianity:
There was no part of mankind, who had quicker parts, or improved them more; that had a greater light of reason, or followed it farther in all sorts of speculations, than the Athenians, and yet we find but one Socrates amongst them, that opposed and laughed at their polytheisms, and wrong opinions of the deity; and we see how they rewarded him for it. Whatsoever Plato, and the soberest of the philosophers thought of the nature and being of the one God, they were fain, in their outward worship, to go with the herd, and keep to the religion established by law; (NRH 208, emphasis added).
Somewhat oddly Yolton skips this entirely. But Locke is here praising ("soberest") a certain kind of lack of forthrightness when it comes to religious views that may violate common opinion and the law (and with the soberest philosophers seemingly endorsing a Hobbesian claim about outwardly following the law regardless of one's private views). This passage in Locke recalls the passage from Cicero's On the Nature of the Gods 1.123 above. And this motivates Strauss' stance on Locke.
One need not accept Strauss' argument that Locke is an esoteric writer in the Essay. (After all, the Reasonableness of Christianity is the later work.) I am honestly agnostic on the matter.** And I certainly agree with Yolton (and Blau) that Strauss' particular readings often seem strikingly ad hoc and based on selective quotation without method and with confirmation bias. But what I have shown is that Yolton does not address Strauss' own explicit argument and evidence to motivate his esoteric reading of Locke. And so the purported refutation with appeal to ordinary scholarly practice, does not get off the ground. That's notable because Yolton's was, I believe, the most elaborate attempt to discredit Strauss' practice in the early English language reception of Strauss. And certainly the most careful before Blau.
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