This paper was submitted to the Annals with an accompanying letter to the Editor, Professor Lionel Penrose, dated 17 February 1960. It has lain as item 136 of the Penrose Papers in the Manuscripts and Rare Books section of University College Library until recently brought to our notice by Dr K. R. Dronamraju, to whom we wish to express our thanks. We would also like to thank Naomi Mitchison for permission to publish this interesting manuscript of her brother’s. Lastly we gratefully acknowledge the assistance of Ms G. M. Furlong, curator of Manuscripts and Rare Books in the library of University College London. J.B.S. HALDANE (1996), "The negative heritability of neonatal jaundice,"Annals of Human Genetics, 60: 3-5. [HT: David Haig]
By an 'orphaned paper' I mean to refer to a paper accepted for publication in a volume quietly abandoned by the editor and, after years of ambiguity, it becomes unseemly to ask about its fate. Often there is no malice involved in such cases. Editors are humans, after all, and their professional activities may be interrupted for all kinds of (generally sad) reasons. Sometimes journals or presses fold or transition away from existing projects. A recent discussion on social media suggests that having some papers orphaned like this is not altogether unfamiliar to senior scholars.
My advice to younger scholars is not to show infinite patience and to pull your paper and resubmit it with an eye toward tenure clocks (and to archive it at a relevant site). And, this is why I use the language of 'orphan'; because orphans need not die still-born, and may get adopted and find all kinds of lovely homes and have lives that enrich us all.
Haldane's paper was never orphaned in the technical sense. For, there is no evidence it was accepted for publication when it was received by Penrose initially. (I return to this below.) Even so, I understand why Prof. Haig thought it a nice example of the phenomenon given the clear family resemblance to it.
J.B.S. Haldane (1892 –1964), was a famous scientist and public intellectual in his day. For example, as I noted a few months ago, he was one of Ernest Nagel's targets as an anti-exemplar of "malicious" (Marxist) philosophy of science. The quoted passage at the top of this post is, as should be clear, an editorial note attached to the paper. The paper was submitted while Haldane was at the Indian Statistical Institute, Calcutta (for background see here). Perhaps he thought the paper got lost in the mail or he moved on to other topics.
The paper itself has been noticed after publication including by philosophers. So, for example, Peter Godfrey-Smith (65) cites it the make the important point that parents and off-spring may be "anti-correlated." (See also Sober, who credits learning about it from Godfrey-Smith.) More about this below.
An interesting fact about the recipient of the paper, Lionel Penrose, is that he changed the title of his chair from "Professor of Eugenics" (1945-1963) to "Professor of Human Heredity." The wikipedia entry also notes that "the "long delay" in changing this name was due to "legal problems" associated with the original donation from Francis Galton and described how Penrose simply ignored the "eugenics" element of his job title." This raises interesting questions about whether Penrose (who is the father of Roger Penrose) should have accepted the Chair in the first place (although he surely deserves our gratitude for his stance and the name change).* Be that as it may, it also tells us that UCL could have confronted its own entanglement with eugenics more forcefully already over half a century ago (rather than being shamed into incomplete and imperfect action (recall) by Dr. Nathaniel Adam Tobias Coleman, and others recently).
Haldane himself clearly remained interested in eugenics. I won't attempt here to summarize seriously his views, in part because they seem to have shifted over time. He was a critic of racial eugenics of his age, because he clearly thought much of it unscientific. It is not entirely clear to me if he would have welcomed a scientifically sound racial eugenics.
And at the core of the posthumously published paper, he makes clear the connection between eugenics and his own paper:
This example will, I hope, act as a warning against the assumption that where a character is mainly determined genetically it will be more frequent in the progeny of those who manifest it than in the progeny of those who do not. This assumption is taken for granted in popular expositions of Darwinism and of eugenics. It is doubtless more often true than false. But the case here considered is not trivial. (5)
This made me wonder whether Penrose prevented publication because he wanted to downplay the association between Darwinism, human genetics, and eugenics in the mid 1960s. (One interesting fact is that no referee reports are mentioned; this makes me suspect the paper was not sent out to referees.)
So, I checked some of the works on Haldane by Dr K. R. Dronamraju, who found the paper in the archives (for more on him see here). According to him "Haldane and Penrose enjoyed a lifelong friendship that was both cordial and mutually beneficial" (Popularizing Science: The Life and Work of JBS Haldane (2017) Oxford: Oxford University Press, 249). He also emphasizes that they agreed on eugenics, "They were opposed to the sterilization of mentally defective individuals that was advocated by some eugenic groups. Both shared the belief that the science of human genetics was still in its infancy and could not justify such far-reaching decisions." (250) Oddly, he does not offer any evidence for this claim, so it is hard to say if this was always the case. Unfortunately, after an imperfect search, I have been unable to find discussion of the 1996 paper by Dronamraju anywhere. So, I view my speculation as ungrounded in evidence.
Haldane's warning that such cases of anti-correlation are not trivial has not, as Hirsch notes by quoting the same posthumously published passage by Haldane I have just quoted, been heard by those who wish to turn eugenics into a mature science. Hirsch is scathing about the inability to confront the limitations of heritability analysis by even the most scientifically serious (and not racist) eugenicists. Hirsch's heart seems to be in the right place, but I have to admit that I feel decidedly ambivalent about the very project of improving scientific eugenics even when purged from its racialist tendencies.+
I wonder, not for the first time, if everything that advances science should be published while recognizing, with a shudder, that apparently I am willing to contemplate not treating the 'rights' of all 'orphans' alike.
Continue reading "On Orphaned Papers: Haldane and the Fate of Scientific Eugenics" »
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